Daniel Hawkins
Daniel Hawkins is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 26 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
444 South Flower Street,34th Floor, Los Angeles, CA, 90071
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Regulatory History (1)
Customer Dispute
April 2010Other Business Activities
Daniel is involved in estate administration as a successor since September 2021, dedicating minimal time after business hours. He also serves as a successor trustee for a trust since December 2021, spending a few hours per week during business hours on investment decisions and advice.
Employment History
Current Registrations
Morgan Stanley
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Quellos Brokerage Services, LLCBroker
Quellos Capital Management LP
Quellos Fixed Income Advisors LLC
Goldman, Sachs & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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