KM
KM

Kenneth Mccabe

22 Years of Experience
Anaheim, CA
7 DisclosuresBroker

Kenneth Mccabe is a registered investment advisor at Centaurus Financial, INC., based in Anaheim, CA, with 22 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
429 advisors
Number of Clients
38,049 clients
Average Client Portfolio
$193K average
Assets Under Management
$7.3B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)

Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.

Maximum advisory fees:

  • Alpha, Beta, ABJ, Omega, Delta: 2.25%
  • AA & VL: 1.50%
  • Adviser-Directed: 1.35%
  • FlexUMA: 2.25%

Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.

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Location

2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806

Get directions

History

Regulatory History (7)
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Customer Dispute
December 2025
Pending
Customer Dispute
July 2025
Pending
Judgment / Lien
May 2023
Customer Dispute
November 2021
Settled
Customer Dispute
May 2020
Final
Judgment / Lien
October 2019
Regulatory
May 2013
Final
Other Business Activities

Kenneth is a registered representative with VS Associates, disclosing a DBA for branding purposes only. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Centaurus Financial, INC.
February 2012 - Present · 14 yrs 3 mos
Centaurus Financial, INC.Broker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, INC.
November 1999 - January 2006 · 6 yrs 2 mos
Ameriprise Financial Services, INC.Broker
October 1999 - January 2006 · 6 yrs 3 mos
Ids Life Insurance CompanyBroker
October 1999 - January 2006 · 6 yrs 3 mos
Signator Investors, INC.Broker
November 1997 - June 1999 · 1 yr 7 mos
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.