Dennis Lee is a registered investment advisor at Morgan Stanley, based in New York, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
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Regulatory History (1)
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Customer Dispute
February 2008Settled
Other Business Activities
Dennis owns rental real estate property in Bayside, New York, since 2018. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Morgan StanleyBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.
August 2021 - November 2021 · 3 mos
Citigroup Global Markets INC.Broker
December 2008 - November 2021 · 12 yrs 11 mos
UBS Financial Services INC.Broker
May 2004 - December 2008 · 4 yrs 7 mos
UBS Financial Services INC.
May 2004 - December 2007 · 3 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2001 - June 2004 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2000 - June 2004 · 3 yrs 11 mos
Salomon Smith Barney INC.Broker
April 2000 - June 2000 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1998 - April 2000 · 2 yrs 3 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.