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PFS

Walter Daszkowski

LPL Financial LLC
28 Years of Experience
Staten Island, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Walter Daszkowski is a PFS-designated registered investment advisor at LPL Financial LLC, based in Staten Island, NY, with 28 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

26 Watchogue Road, Staten Island, NY, 10314

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Walter is the CEO and majority shareholder of Daszkowski Tompkins & Weg & Carbonella PC, providing accounting services and bookkeeping, taking about half of his time. He also has involvement with insurance agencies and real estate rentals, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
September 2012 - December 2017 · 5 yrs 3 mos
National Planning CorporationBroker
August 2012 - November 2017 · 5 yrs 3 mos
Genworth Financial Securities CorporationBroker
October 2005 - August 2012 · 6 yrs 10 mos
Genworth Financial Advisers Corporation
October 2005 - December 2010 · 5 yrs 2 mos
C.J.M. Asset Management, LLC
August 2005 - October 2005 · 2 mos
C. J. M. Planning CORP.Broker
September 1998 - October 2005 · 7 yrs 1 mo
State Registrations18 states
CACTDEFLILINMAMINCNJNYOHORPASCTNVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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