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Brian Watson

26 Years of Experience
Houston, TX
2 DisclosuresBroker

Brian Watson is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 26 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

845 Texas Avenue, Houston, TX, 77002

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Settled
Customer Dispute
February 2001
Settled
Other Business Activities

Brian owns rental properties through Real Century Property Management LLC and Real Century Development, LLC. He dedicates minimal time during business hours and a few hours per week after business hours to these investment-related activities.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
May 2000 - June 2009 · 9 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2000 - June 2009 · 9 yrs 1 mo
Wma Securities, INC.Broker
February 2000 - May 2000 · 3 mos
State Registrations15 states
ARCAFLGAILKSLAMONCNYOHOKTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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