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Brian Watson

26 Years of Experience
Houston, TX
2 DisclosuresBroker

Brian Watson is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

717 Texas Avenue, Suite 3050, Houston, TX, 77002

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Settled
Customer Dispute
February 2001
Settled
Other Business Activities

Brian owns rental properties through Real Century Property Management LLC and Real Century Development, LLC. He dedicates minimal time during business hours and a few hours per week after business hours to these investment-related activities.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2000 - June 2009 · 9 yrs 1 mo
Citigroup Global Markets INC.
May 2000 - June 2009 · 9 yrs 1 mo
Wma Securities, INC.Broker
February 2000 - May 2000 · 3 mos
State Registrations14 states
ARCAFLGAILKSLAMONCNYOHOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Watson - Financial Advisor | TrueAdvisor