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Timothy Moreland

LPL Financial LLC
11 Years of Experience
Erie, PA
1 DisclosureBroker
View SEC Summary
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Timothy Moreland is a registered investment advisor at LPL Financial LLC, based in Erie, PA, with 11 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

121 W 26th St, Erie, PA, 16508

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2022
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Timothy operates Northwest Investment Services as a DBA for his LPL business. He also dedicates a few hours per week to Washington Valley Christian Church.

Employment History
Current Registrations
LPL Financial LLC
March 2023 - Present · 3 yrs 7 mos
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Nationwide Securities, INC.Broker
August 2006 - March 2008 · 1 yr 7 mos
Legend Financial Advisors INC
October 2004 - September 2005 · 11 mos
Fsc Securities CorporationBroker
January 2003 - August 2004 · 1 yr 7 mos
UBS Painewebber INC.Broker
April 1998 - August 2001 · 3 yrs 4 mos
State Registrations4 states
NYOHPAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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