Charlotte Pace
Charlotte Pace is a registered investment advisor at Calton & Associates, INC., based in Austin, TX, with 27 years of industry experience. Charlotte is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.
Fee Estimator
Location
Austin, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charlotte sells fixed insurance products including life, health, disability, annuities, and long-term care. She also owns Pace Financial Services, offering tax preparation and debt counseling services, and works as a poll attendant/clerk for Fair Fight Action, dedicating about 10-20% of her time to this role.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Calton & Associates, INC.
Forefront
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Lucien, Stirling & Gray Financial CorporationBroker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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