KF
KF
Kathleen Flaherty
26 Years of Experience
Philadelphia, PA
1 DisclosureBroker
Kathleen Flaherty is a registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Market Street 42nd Floor, Philadelphia, PA, 19103
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2004Denied
Employment History
Current Registrations
Morgan Stanley
August 2018 - Present · 7 yrs 11 mos
Morgan Stanley
August 2018 - Present · 7 yrs 11 mos
Morgan StanleyBroker
August 2018 - Present · 7 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - August 2018 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2006 - August 2018 · 12 yrs 1 mo
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - May 2006 · 5 yrs 5 mos
Wells Fargo Securities INC.Broker
September 1999 - May 2001 · 1 yr 8 mos
Wells Fargo Brokerage Services, L.L.C.Broker
January 1999 - December 2000 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.