Joseph Vinciguerra is a CFA-designated registered investment advisor at LPL Financial LLC, based in Staten Island, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Staten Island, NY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph has W-2 employment with Public Service Enterprise Company since 2011, dedicating nearly full-time hours, including time during trading hours. He also works as an adjunct lecturer, dedicating a few hours per week, and operates Vinciguerra Capital Management Group as a DBA for his LPL business, dedicating nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Cetera Financial Specialists LLCBroker
Hochman & Baker Securities, INC.Broker
Tfs Securities, INC.Broker
Wall Street AccessBroker
Ing Barings LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.