Lawrence Goldstein
Lawrence Goldstein is a registered investment advisor at Cetera Investment Advisers LLC, based in Aspen, CO, with 26 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
614 E Cooper Ave, Aspen, CO, 81611
Get directionsHistory
Regulatory History (10)
Customer Dispute
August 2019Customer Dispute
June 2016Regulatory
April 2011Regulatory
January 2011Customer Dispute
April 2009Customer Dispute
November 2008Customer Dispute
August 2008Customer Dispute
January 2008Customer Dispute
March 2007Customer Dispute
June 2002Other Business Activities
Lawrence is the owner of Goldstein Financial and a partner at Brentwood Financial Advisors, both financial services businesses, dedicating full-time hours to each. He is also a co-trustee of the Goldstein Family Trust, owns rental real estate, serves on the finance committee for a non-profit, and owns real estate through Brentwood Financial Advisors.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Oppenheimer & CO. INC.
Oppenheimer Asset Management
Oppenheimer & CO. INC.Broker
Fahnestock Asset Management
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
Painewebber IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.