TC
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Thomas Carbin
26 Years of Experience
Fairfield, CT
1 DisclosureBroker
Thomas Carbin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fairfield, CT, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
2150 Post Road, Suite 402, Fairfield, CT, 06824
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2009Denied
Other Business Activities
Thomas is an owner of Southport Harbor Wealth Advisors, where he works as a financial advisor. He dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2019 - Present · 6 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Morgan Stanley
February 2010 - November 2019 · 9 yrs 9 mos
Morgan StanleyBroker
February 2010 - November 2019 · 9 yrs 9 mos
UBS Financial Services INC.
August 2002 - February 2010 · 7 yrs 6 mos
UBS Financial Services INC.Broker
August 1999 - February 2010 · 10 yrs 6 mos
State Registrations25 states
ALAZCACOCTFLGAILINKSMAMEMINCNHNJNYPARISCTNTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.