William Rose is a registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 28th Floor, New York, NY, 10055
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Regulatory History (1)
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Customer Dispute
July 2020Denied
Employment History
Current Registrations
Morgan StanleyBroker
March 2025 - Present · 1 yr 2 mos
Morgan Stanley
March 2025 - Present · 1 yr 2 mos
Previous Registrations
UBS Financial Services INC.
March 2013 - April 2025 · 12 yrs 1 mo
UBS Financial Services INC.Broker
February 2010 - April 2025 · 15 yrs 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2010 · 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2010 · 9 mos
Citigroup Global Markets INC.
February 2007 - June 2009 · 2 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2007 - June 2009 · 2 yrs 4 mos
UBS Financial Services INC.
April 2002 - March 2007 · 4 yrs 11 mos
UBS Financial Services INC.Broker
April 2000 - March 2007 · 6 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.