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Richard Peck

Cetera Investment Advisers LLC
54 Years of Experience
The Villages, FL
1 DisclosureBroker
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Richard Peck is a registered investment advisor at Cetera Investment Advisers LLC, based in The Villages, FL, with 54 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

The Villages, FL

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History

Regulatory History (1)
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Customer Dispute
December 2001
Closed-No Action
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Other Business Activities

Richard is a financial advisor at Masters Private Client Group LLC, offering financial services since 2015. This takes nearly all of his time during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
February 2015 - Present · 11 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
February 2015 - March 2024 · 9 yrs 1 mo
Capital Guardian Wealth Management, LLC
August 2011 - March 2015 · 3 yrs 7 mos
Capital Guardian, LLCBroker
July 2011 - March 2015 · 3 yrs 8 mos
Circle One Wealth Management, LLC
March 2010 - March 2012 · 2 yrs
Multi-Financial Securities Corporation
April 2008 - February 2010 · 1 yr 10 mos
Multi-Financial Securities CorporationBroker
April 2008 - February 2010 · 1 yr 10 mos
Richard D. Peck & Associates, LLC
April 2005 - July 2008 · 3 yrs 3 mos
Ensemble Financial Services, INC.Broker
March 2004 - April 2008 · 4 yrs 1 mo
Wall Street Financial Group, INC.Broker
February 2000 - November 2002 · 2 yrs 9 mos
Mcdonald Investments INC.Broker
September 1998 - July 1999 · 10 mos
Essex Capital Markets, INC.Broker
May 1989 - September 1998 · 9 yrs 4 mos
Advest, INC.Broker
September 1985 - May 1989 · 3 yrs 8 mos
E. F. Hutton & Company INCBroker
June 1973 - October 1985 · 12 yrs 4 mos
F I Dupont Glore Forgan & COBroker
July 1970 - July 1973 · 3 yrs
State Registrations8 states
CAFLMANCNYVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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