Joy Kodama is a CFP-designated registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1299 S Beretania St Ste 220, Honolulu, HI, 96814
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Regulatory History (1)
Customer Dispute
September 2004Other Business Activities
Joy operates Tao Investment Hawai'i as a DBA for her LPL business. She also works as a notary in Honolulu, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Navy Federal Brokerage Services, LLCBroker
First Republic Securities Company, LLCBroker
Deutsche Bank Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.