Joy Kodama is a CFP-designated registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 23 years of industry experience. Joy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1299 S Beretania St Ste 220, Honolulu, HI, 96814
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2004Other Business Activities
Joy operates Tao Investment Hawai'i as a DBA for her LPL business. She also works as a notary in Honolulu, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Navy Federal Brokerage Services, LLCBroker
First Republic Securities Company, LLCBroker
Deutsche Bank Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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