PA
PA

Paul Arnold

26 Years of Experience
Houston, TX
1 DisclosureBroker

Paul Arnold is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

717 Texas Avenue, Suite 3050, Houston, TX, 77002

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History

Regulatory History (1)
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Customer Dispute
November 2008
Denied
Employment History
Current Registrations
Morgan Stanley
March 2017 - Present · 9 yrs 2 mos
Morgan StanleyBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - March 2017 · 4 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2017 · 4 yrs 5 mos
Chase Investment Services CORP.
May 2000 - October 2012 · 12 yrs 5 mos
Chase Investment Services CORP.Broker
February 2000 - October 2012 · 12 yrs 8 mos
State Registrations8 states
CACTFLGAMANYTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.