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Michael Longo

LPL Financial LLC
24 Years of Experience
Newington, CT
1 DisclosureBroker
View SEC Summary
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Michael Longo is a registered investment advisor at LPL Financial LLC, based in Newington, CT, with 24 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

944 Main St Unit 1, Newington, CT, 06111

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History

Regulatory History (1)
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Criminal
February 2002
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael oversees tax offices and tax preparation through Newington Financial LLC, SJL Financial LLC, and a Jackson Hewitt Tax Service franchise, dedicating a few hours per week to each. He also works full-time as a financial advisor for MSL Capital Management, a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2023 - Present · 3 yrs 4 mos
LPL Financial LLC
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Sagepoint Financial, INC.
July 2019 - June 2023 · 3 yrs 11 mos
Sagepoint Financial, INC.Broker
July 2019 - June 2023 · 3 yrs 11 mos
Capital Financial Services, INC.
January 2017 - July 2019 · 2 yrs 6 mos
Capital Financial Services, INC.Broker
May 2014 - July 2019 · 5 yrs 2 mos
Infinex Investments, INC.Broker
November 2013 - May 2014 · 6 mos
Harvest Capital LLCBroker
January 2012 - November 2013 · 1 yr 10 mos
Royal Alliance Associates, INC.Broker
September 2006 - January 2012 · 5 yrs 4 mos
National Planning CorporationBroker
March 2004 - November 2004 · 8 mos
Ing Financial Partners, INC.Broker
June 2000 - April 2004 · 3 yrs 10 mos
Equity Services, INC.Broker
March 2000 - June 2000 · 3 mos
State Registrations7 states
AZCTFLGAMAMDRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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