William Brinkley is a CFP-designated registered investment advisor, based in Charlotte, NC, with 24 years of industry experience.
Location
Charlotte, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William works as an insurance agent selling fixed life products, including whole life, universal life, disability income, health insurance, and long-term care. This activity takes about 10-20% of his time.
Employment History
Current Registrations
First Heartland Capital, INC.Broker
April 2025 - Present · 1 yr 1 mo
First Heartland Consultants, INC.
April 2025 - Present · 1 yr 1 mo
First Heartland Capital, INC.
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Esi Financial Advisors
December 2024 - April 2025 · 4 mos
Equity Services, INC.Broker
December 2024 - April 2025 · 4 mos
Wealth Enhancement Brokerage Services, LLCBroker
July 2023 - May 2024 · 10 mos
Wealth Enhancement Advisory Services, LLC
July 2023 - May 2024 · 10 mos
First Citizens Investor Services, INC.
July 2014 - July 2023 · 9 yrs
First Citizens Investor Services, INC.Broker
July 2014 - July 2023 · 9 yrs
Fifth Third Securities, INC.
February 2011 - July 2014 · 3 yrs 5 mos
Fifth Third Securities, INC.Broker
February 2011 - July 2014 · 3 yrs 5 mos
Bb&t Investment Services, INC.Broker
January 2009 - January 2011 · 2 yrs
Bb&t Investment Services, INC.
January 2009 - January 2011 · 2 yrs
Bb&t Investment Services, INC.
March 2006 - December 2008 · 2 yrs 9 mos
Bb&t Investment Services, INC.Broker
March 2006 - December 2008 · 2 yrs 9 mos
Lehman Brothers INC.
June 2004 - January 2006 · 1 yr 7 mos
Lehman Brothers INC.Broker
May 2004 - January 2006 · 1 yr 8 mos
Morgan Stanley
August 2000 - June 2004 · 3 yrs 10 mos
Morgan Stanley Dw INC.Broker
August 2000 - June 2004 · 3 yrs 10 mos
State Registrations3 states
FLGANC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.