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Christopher Miller

Safeguard Investment Advisory Group, LLC
24 Years of Experience
Corona, CA
1 Disclosure
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Christopher Miller is a registered investment advisor at Safeguard Investment Advisory Group, LLC, based in Corona, CA, with 24 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,804 clients with $700M in assets under management.

Safeguard Investment Advisory Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
1,804 clients
Average Client Portfolio
$389K average
Assets Under Management
$702.3M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.15%
$100K - $250K2.15%
$250K - $500K1.90%
$500K - $1.0M1.65%
$1M+1.15%

Fees are negotiable at the firm's sole discretion. Household accounts may be aggregated to meet breakpoints.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4160 Temescal Canyon Road, Suite 307, Corona, CA, 92883

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History

Regulatory History (1)
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Customer Dispute
January 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher is a VP and business consultant for Asset Marketing Systems, recruiting and training advisors, dedicating about a quarter of his time. He is also a co-owner and CFO of Chickpea Kitchen LLC, a food service business, spending about 10-20% of his time on this venture.

Employment History
Current Registrations
Safeguard Investment Advisory Group, LLC
December 2017 - Present · 8 yrs 10 mos
Previous Registrations
Madison Avenue Securities, LLCBroker
August 2015 - October 2017 · 2 yrs 2 mos
Madison Avenue Securities, LLC
August 2015 - October 2017 · 2 yrs 2 mos
Altegris Investments, INC.Broker
July 2012 - May 2014 · 1 yr 10 mos
Strategic Advisers, INC.
January 2010 - June 2012 · 2 yrs 5 mos
Fidelity Brokerage Services LLCBroker
December 2009 - June 2012 · 2 yrs 6 mos
Citigroup Global Markets INC.
May 2007 - December 2009 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2009 · 2 yrs 7 mos
Citicorp Investment ServicesBroker
January 2007 - May 2007 · 4 mos
Citicorp Investment Services
January 2007 - May 2007 · 4 mos
Amerivest Investment Management, LLC
April 2006 - December 2006 · 8 mos
TD Ameritrade, INC.
September 2004 - December 2006 · 2 yrs 3 mos
TD Ameritrade, INC.Broker
September 2000 - December 2006 · 6 yrs 3 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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