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Joshua Maly

Mdrn Capital
19 Years of Experience
Lakewood Ranch, FL
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Joshua Maly is a registered investment advisor at Mdrn Capital, based in Lakewood Ranch, FL, with 19 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 569 clients with $340M in assets under management.

Mdrn Capital
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
569 clients
Average Client Portfolio
$595K average
Assets Under Management
$338.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $2.5M1.25%
$2.5M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $20.0M0.50%
$20M+0.50%

Fees are negotiable at the sole discretion of the advisor. Certain clients may be grandfathered in at previous rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Lakewood Ranch, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2022
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joshua is an insurance agent at MDRN Insurance, LLC, sharing the same address as his advisory business. This non-investment related activity takes about 10% of his time.

Employment History
Current Registrations
Mdrn Capital
March 2024 - Present · 2 yrs 7 mos
Previous Registrations
Savant Wealth Management
August 2023 - January 2024 · 5 mos
Golden Reserve RIA, LLC
February 2021 - July 2023 · 2 yrs 5 mos
Thrivent Investment Management INC.
May 2020 - January 2021 · 8 mos
Thrivent Investment Management INC.Broker
May 2020 - January 2021 · 8 mos
LPL Financial LLCBroker
September 2019 - April 2020 · 7 mos
LPL Financial LLC
September 2019 - April 2020 · 7 mos
Fifth Third Securities, INC.
December 2018 - September 2019 · 9 mos
Fifth Third Securities, INC.Broker
December 2018 - September 2019 · 9 mos
Edward Jones
April 2018 - December 2018 · 8 mos
Edward JonesBroker
March 2018 - December 2018 · 9 mos
Financial Engines Advisors L.L.C.
November 2016 - February 2018 · 1 yr 3 mos
Financial Engines Advisor Center, LLC
July 2015 - November 2016 · 1 yr 4 mos
The Mutual Fund Store
June 2010 - September 2015 · 5 yrs 3 mos
J.P. Morgan Securities INC.Broker
July 2006 - November 2006 · 4 mos
UBS Financial Services INC.Broker
March 2006 - July 2006 · 4 mos
Raymond James & Associates, INC.Broker
March 2003 - March 2006 · 3 yrs
State Registrations3 states
CAFLOH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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