Heath Haynes
Heath Haynes is a registered investment advisor at LPL Financial LLC, based in Lake Havasu City, AZ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1021 Lake Havasu Ave N Ste 102, Lake Havasu City, AZ, 86403
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Regulatory History (1)
Customer Dispute
February 2009Other Business ActivitiesSells Insurance
Heath is involved with Haynes Investment Management, focusing on fixed insurance sales including annuities, whole life, term, and long-term care insurance, dedicating minimal time. He also operates under John Marshall and Associates as a DBA for his LPL business, spending about two-thirds of his time on this. Finally, Heath is associated with HSG Investment Center as a business entity for tax/investment purposes, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.