Sean Goldney
Sean Goldney is a registered investment advisor at LPL Financial LLC, based in Lake Havasu City, AZ, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1021 Lake Havasu Ave N Ste 102, Lake Havasu City, AZ, 86403
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2018Other Business Activities
Sean operates under the DBAs John Marshall and Associates and Goldney Wealth Management for his LPL business. He also has interests in HSG Investment Center, Above Alpha Zulu LLC, and Above eBiz LLC, primarily for tax/investment purposes, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.