AS
CFP
AS
CFP
Arthur Stevens
51 Years of Experience
Philadelphia, PA
1 DisclosureBroker
Arthur Stevens is a CFP-designated registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 51 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Market Street 42nd Floor, Philadelphia, PA, 19103
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Regulatory History (1)
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Customer Dispute
October 2009Settled
Employment History
Current Registrations
Morgan Stanley
July 2013 - Present · 12 yrs 10 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
February 1990 - February 2006 · 16 yrs
Shearson Lehman Hutton INC.Broker
September 1979 - March 1990 · 10 yrs 6 mos
Loeb PartnersBroker
January 1978 - September 1979 · 1 yr 8 mos
Hornblower, Weeks, Noyes & Trask IncorporatedBroker
May 1977 - January 1978 · 8 mos
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
September 1974 - May 1977 · 2 yrs 8 mos
State Registrations35 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.