MP
MP
Miguel Posada is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
Get directionsHistory
Regulatory History (3)
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Customer Dispute
February 2012Denied
Customer Dispute
November 2008Denied
Customer Dispute
March 2008Settled
Employment History
Current Registrations
Morgan StanleyBroker
May 2021 - Present · 5 yrs 2 mos
Morgan Stanley
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2014 - May 2021 · 6 yrs 5 mos
Wells Fargo Clearing Services, LLC
December 2014 - May 2021 · 6 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - December 2014 · 2 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - December 2014 · 2 yrs 2 mos
Chase Investment Services CORP.
June 2004 - October 2012 · 8 yrs 4 mos
Chase Investment Services CORP.Broker
June 2004 - October 2012 · 8 yrs 4 mos
Morgan Stanley
July 2002 - May 2003 · 10 mos
Morgan Stanley Dw INC.Broker
July 2002 - May 2003 · 10 mos
State Registrations11 states
CACODEFLINLANYPASDTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.