TF
CFP
TF
CFP
Todd Forman is a CFP-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 28th Floor, New York, NY, 10055
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Regulatory History (1)
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Regulatory
November 2022Final
Other Business Activities
Todd is on the investment committee for the Jewish Federation Of Northern New Jersey, Inc. He spends minimal time on investment decisions and advice for them.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
UBS Financial Services INC.
January 2006 - March 2009 · 3 yrs 2 mos
UBS Financial Services INC.Broker
April 2003 - March 2009 · 5 yrs 11 mos
State Registrations35 states
ALARAZCACOCTDCDEFLGAIDILKSLAMAMDMENCNHNJNVNYORPAPRRISCTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.