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CFP
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CFP

Thomas Martin

LPL Financial LLC
23 Years of Experience
St. Louis, MO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Martin is a CFP-designated registered investment advisor at LPL Financial LLC, based in St. Louis, MO, with 23 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8860 Ladue Road Suite 230, St. Louis, MO, 63124-2068

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is involved with Martin Insurance Group, focusing on fixed, life, and health insurance lines, dedicating nearly full-time hours. He also owns rental real estate, spends minimal time as an author, operates Clayton Investment Associates, and works with Kingside Strategies focusing on non-variable insurance.

Employment History
Current Registrations
LPL Financial LLC
April 2011 - Present · 15 yrs 6 mos
LPL Financial LLC
April 2011 - Present · 15 yrs 6 mos
LPL Financial LLCBroker
April 2011 - Present · 15 yrs 6 mos
Previous Registrations
Lincoln Financial Securities Corporation
January 2010 - May 2011 · 1 yr 4 mos
Lincoln Financial Securities CorporationBroker
March 2003 - May 2011 · 8 yrs 2 mos
State Registrations8 states
COFLHIILMNMOTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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