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Kathleen Fitts

VALIC Financial Advisors, INC.
21 Years of Experience
Modesto, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Kathleen Fitts is a registered investment advisor at VALIC Financial Advisors, INC., based in Modesto, CA, with 21 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 293,026 clients with $29B in assets under management.

VALIC Financial Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1254 advisors
IM Fee
Planning only
Assets Under Management
$29.2B

Fee Structure

Minimum Investment:None

VALIC Financial Advisors offers ongoing subscription-based financial planning services that renew annually and include periodic updates to your financial plan as your needs or life events change.

  • One-time financial plan — Up to $5,000 annually, customized to your financial situation and goals.
  • Project-based consulting services — Up to $7,500 annually for specific financial consulting projects.
  • Combined plan and consulting services — Total combined fee will not exceed $10,000 annually.
Annual Retainer:Up to $5,000/year
One-Time Plan:Up to $5,000
View Full SEC Brochure

Location

1150 9th Street, Suite 1212, Modesto, CA, 95354

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History

Regulatory History (1)
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Criminal
February 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kathleen owns Fitts Construction, a general construction contractor, dedicating about 10-20% of her time to it. She is also an agent for AGIA, selling non-securities insurance products, which takes a few hours per week.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
November 2006 - Present · 19 yrs 11 mos
VALIC Financial Advisors, INC.Broker
March 2006 - Present · 20 yrs 7 mos
Previous Registrations
Aig Financial Advisors, INC.Broker
October 2005 - April 2006 · 6 mos
Sunamerica Securities, INC.Broker
August 2005 - October 2005 · 2 mos
State Registrations9 states
AZCACOHIIDNVORUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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