JF
CFP
JF
CFP

Joseph Fanucchi

22 Years of Experience
Santa Rosa, CA
Broker

Joseph Fanucchi is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Santa Rosa, CA, with 22 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1260 N Dutton Ave Ste 145, Santa Rosa, CA, 95401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph operates under the DBA GBA Wealth Group as a financial advisor, providing financial services since 2019. This activity takes up a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
February 2005 - Present · 21 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2006 - June 2023 · 17 yrs 1 mo
Talbot Financial Services, INC.Broker
January 2004 - December 2004 · 11 mos
State Registrations27 states
AKALAZCACOCTFLHIIDILMAMIMNMOMTNMNVOHORPASCTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Fanucchi - Financial Advisor | TrueAdvisor