Matthew Welgat
Matthew Welgat is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16427 N Scottsdale Rd Ste 410, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Matthew operates Upstream Investment Partners and The Wealth Caddies as DBAs for his LPL business. He also works as a sole proprietor selling non-variable insurance, spends minimal time on this, and is a licensed attorney at Welgat Law Offices, LLC, dedicating a few hours per week. Matthew also has a business entity, MATTHEW WELGAT, LLC, for tax/investment purposes, taking nearly full-time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sigma Financial CorporationBroker
Spc
Welgat Wealth Management
Welgat Wealth Management
Welgat Wealth Management
Advantage Investment Management, LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Welgat Wealth Management
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.