Cheri Keene is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7375 East Doubletree Ranch Rd, Scottsdale, AZ, 85258
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Regulatory History (1)
Criminal
March 2000Other Business Activities
Cheri works at Zions Trust as a trading manager/business development officer, dedicating minimal time. She also operates NB|AZ Wealth Advisors as a DBA for her LPL business, spending about a quarter of her time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Zions Capital Advisors, INC.
Zions Direct, INC.Broker
Northern Trust Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.