Cheri Keene is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 18 years of industry experience. Cheri is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
7375 East Doubletree Ranch Rd, Scottsdale, AZ, 85258
Get directionsHistory
Regulatory History (1)
Criminal
March 2000Other Business Activities
Cheri works at Zions Trust as a trading manager/business development officer, dedicating minimal time. She also operates NB|AZ Wealth Advisors as a DBA for her LPL business, spending about a quarter of her time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Zions Capital Advisors, INC.
Zions Direct, INC.Broker
Northern Trust Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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