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Carnell Freeman

VALIC Financial Advisors, INC.
20 Years of Experience
Modesto, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Carnell Freeman is a registered investment advisor at VALIC Financial Advisors, INC., based in Modesto, CA, with 20 years of industry experience. Carnell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 293,026 clients with $29B in assets under management.

VALIC Financial Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1254 advisors
IM Fee
Planning only
Assets Under Management
$29.2B

Fee Structure

Minimum Investment:None

VALIC Financial Advisors offers ongoing subscription-based financial planning services that renew annually and include periodic updates to your financial plan as your needs or life events change.

  • One-time financial plan — Up to $5,000 annually, customized to your financial situation and goals.
  • Project-based consulting services — Up to $7,500 annually for specific financial consulting projects.
  • Combined plan and consulting services — Total combined fee will not exceed $10,000 annually.
Annual Retainer:Up to $5,000/year
One-Time Plan:Up to $5,000
View Full SEC Brochure

Location

1150 9th Street, Suite 1212, Modesto, CA, 95354

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2022
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Carnell works as an agent for AGIA selling non-securities insurance products since 2022, dedicating a few hours per week to this activity.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
December 2010 - Present · 15 yrs 10 mos
VALIC Financial Advisors, INC.Broker
December 2010 - Present · 15 yrs 10 mos
Previous Registrations
Princor Financial Services Corporation
April 2009 - March 2010 · 11 mos
Princor Financial Services CorporationBroker
April 2009 - March 2010 · 11 mos
Aig Retirement Advisors, INC.
May 2006 - April 2009 · 2 yrs 11 mos
VALIC Financial Advisors, INC.Broker
January 2006 - April 2009 · 3 yrs 3 mos
World Group Securities, INC.Broker
April 2004 - November 2004 · 7 mos
State Registrations4 states
CACTNCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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