DK
DK

Danny Kim

21 Years of Experience
Los Angeles, CA
1 DisclosureBroker

Danny Kim is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

444 South Flower Street,34th Floor, Los Angeles, CA, 90071

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History

Regulatory History (1)
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Customer Dispute
December 2006
Denied
Employment History
Current Registrations
Morgan Stanley
September 2009 - Present · 16 yrs 10 mos
Morgan StanleyBroker
September 2009 - Present · 16 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
October 2004 - October 2009 · 5 yrs
UBS Financial Services INC.Broker
September 2004 - October 2009 · 5 yrs 1 mo
State Registrations26 states
AZCACOCTDEFLGAHIIDILMDMIMTNCNJNVNYOHOKORSCTXVAVirgin IslandsWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Danny Kim - Financial Advisor | TrueAdvisor