Flavia Coco
Flavia Coco is a registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 21 years of industry experience. Flavia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3790 Canfield Rd, Pasadena, CA, 91107
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2017Customer Dispute
April 2008Customer Dispute
August 2006Other Business ActivitiesSells Insurance
Flavia is an agent for accident & health, life, and variable insurance products. She also co-owns rental property with her spouse, spending minimal time on property management.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Rjj Pasadena Securities, INC.Broker
Rjj Pasadena Securities, INC.
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Wm Financial Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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