Brittne Rivera
Brittne Rivera is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 12 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
March 2018Other Business Activities
Brittne is the Board Co-Chair of the Columbia University School of General Studies Alumni Association, dedicating minimal time to the role. She also owns Grey3 LLC, a cybersecurity consulting business operated by her husband, requiring no time commitment from her.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Pershing Advisor Solutions LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
AXA Advisors, LLCBroker
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
State Registrations37 states
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