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Michael Anderson

Morgan Stanley
21 Years of Experience
Charlotte, NC
1 DisclosureBroker
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Michael Anderson is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 21 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

13024 Ballantyne Corporate Place, Suite 150, Charlotte, NC, 28277

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Denied
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Other Business Activities

Michael is the sole proprietor/owner of Anderson Timber Farm LLC, an agriculture business, since November 2020. He dedicates a few hours per week to property management after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2008 - June 2009 · 1 yr 4 mos
Citigroup Global Markets INC.
February 2008 - June 2009 · 1 yr 4 mos
Ameriprise Financial Services, INC.
March 2005 - February 2008 · 2 yrs 11 mos
Ameriprise Financial Services, INC.Broker
February 2005 - February 2008 · 3 yrs
Ids Life Insurance CompanyBroker
February 2005 - July 2006 · 1 yr 5 mos
State Registrations28 states
ALAZCACOFLGAILINKSKYMAMDMEMIMONCNJNYOHORPASCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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