DG
DG

Douglas Glick

20 Years of Experience
BrokerSells Insurance

Douglas Glick is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

65 West Jackson Blvd, Suite 1001, Chicago, IL, 60604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas operates under the DBA Total Clarity Wealth Management and is associated with Pronghorn Advisors, Inc. He also provides investment advisory services through Total Clarity Wealth Management, Inc., dedicating nearly full-time hours to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2018 - Present · 7 yrs 6 mos
Total Clarity Wealth Management, INC
April 2007 - Present · 19 yrs
Previous Registrations
Cetera Advisor Networks LLC
March 2006 - October 2018 · 12 yrs 7 mos
Cetera Advisor Networks LLCBroker
July 2005 - October 2018 · 13 yrs 3 mos
State Registrations17 states
CACOFLILINMAMDMIMONCNYOHTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.