PS
CFP
PS
CFP

Peter Scocca

19 Years of Experience
Florham Park, NJ
Broker

Peter Scocca is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Florham Park, NJ, with 19 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Campus Dr, Ste 220, Florham Park, NJ, 07932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
October 2022 - Present · 4 yrs
Wells Fargo Clearing Services, LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - November 2022 · 4 yrs 4 mos
Strategic Advisers LLC
November 2013 - July 2018 · 4 yrs 8 mos
Fidelity Brokerage Services LLCBroker
October 2013 - October 2022 · 9 yrs
Wells Fargo Advisors, LLC
June 2009 - October 2013 · 4 yrs 4 mos
Wells Fargo Advisors, LLCBroker
January 2009 - October 2013 · 4 yrs 9 mos
UBS Financial Services INC.
March 2007 - February 2009 · 1 yr 11 mos
UBS Financial Services INC.Broker
March 2007 - February 2009 · 1 yr 11 mos
Citigroup Global Markets INC.
February 2007 - March 2007 · 1 mo
Citigroup Global Markets INC.Broker
November 2006 - March 2007 · 4 mos
State Registrations30 states
AZCACOCTDCDEFLGAILINLAMAMDMIMNNCNJNVNYOHPARISCSDTXUTVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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