Richard Wismer
Richard Wismer is a registered investment advisor at LPL Financial LLC, based in Staten Island, NY, with 19 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
26 Watchogue Road, Staten Island, NY, 10314
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Regulatory History (1)
Customer Dispute
January 2011Other Business ActivitiesSells Insurance
Richard is a CPA employee and the Founder, CEO, and majority shareholder of DASZKOWSKI, TOMPKINS & WEG PC, spending about 10-20% of his time on the latter. He is also a sales associate for DASZKOWSKI, SITI, POMPEO & FISCHER INC, selling group health and disability insurance, dedicating minimal time to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning CorporationBroker
Genworth Financial Securities CorporationBroker
Hornor, Townsend & Kent, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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