LC
LC
Lawrence Conklin is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 57 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, 18th Floor, Houston, TX, 77056
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Regulatory History (3)
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Customer Dispute
May 2005Settled
Customer Dispute
April 2004Denied
Customer Dispute
February 1995Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
February 1974 - February 1988 · 14 yrs
Dupont Walston, IncorporatedBroker
July 1973 - March 1974 · 8 mos
Dupont Glore Forgan IncorporatedBroker
August 1968 - July 1973 · 4 yrs 11 mos
State Registrations13 states
ARAZCACOFLGAIDMDMNMTTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.