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Thomas Gerardi

Synergy Investment Management LLC
19 Years of Experience
The Villages, FL
1 DisclosureBroker
View SEC Summary
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Thomas Gerardi is a registered investment advisor at Synergy Investment Management LLC, based in The Villages, FL, with 19 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 2,500 clients with $680M in assets under management.

Synergy Investment Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
2,500 clients
Average Client Portfolio
$273K average
Assets Under Management
$681.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Investment advisory fees range up to 1.50% annually based on factors including scope, complexity, asset level, and overall relationship. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

978 Del Mar Drive, The Villages, FL, 32159

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2014
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas operates his LPL business under the DBA Synergy Wealth Alliance since 2017. This activity is investment-related and conducted at his reported business location.

Employment History
Current Registrations
Synergy Investment Management LLC
August 2025 - Present · 1 yr 3 mos
LPL Financial LLCBroker
December 2019 - Present · 6 yrs 11 mos
Previous Registrations
LPL Financial LLC
December 2019 - February 2026 · 6 yrs 2 mos
Cetera Advisors LLC
March 2017 - December 2019 · 2 yrs 9 mos
Cetera Advisors LLCBroker
March 2017 - December 2019 · 2 yrs 9 mos
Suntrust Advisory Services, INC.
August 2016 - March 2017 · 7 mos
Suntrust Investment Services, INC.
September 2012 - December 2016 · 4 yrs 3 mos
Suntrust Investment Services, INC.Broker
September 2012 - March 2017 · 4 yrs 6 mos
Bb&t Investment Services, INC.
March 2011 - September 2012 · 1 yr 6 mos
Bb&t Investment Services, INC.Broker
March 2011 - September 2012 · 1 yr 6 mos
Edward Jones
November 2007 - March 2011 · 3 yrs 4 mos
Edward JonesBroker
September 2007 - March 2011 · 3 yrs 6 mos
Wachovia Securities, LLCBroker
December 2006 - September 2007 · 9 mos
State Registrations32 states
ALAZCACOCTDEFLGAIAIDILINKYLAMAMDMINCNHNJNVNYOHOKPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Thomas Gerardi - Financial Advisor | TrueAdvisor