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David Frings is a registered investment advisor, based in Roseville, CA, with 12 years of industry experience.
Location
2530 Douglas Blvd Suite 170, Roseville, CA, 95661
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Regulatory History (1)
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Employment Separation After Allegations
January 2024Other Business ActivitiesSells Insurance
David is involved in variable insurance sales and service, dedicating minimal time to this activity. He holds a California Life, Variable Life, and Variable Annuity License.
Employment History
Current Registrations
Ameritas Investment Company, LLCBroker
November 2025 - Present · 6 mos
Ameritas Advisory Services, LLC
November 2025 - Present · 6 mos
Previous Registrations
Onedigital
September 2024 - October 2025 · 1 yr 1 mo
Fidelity Personal and Workplace Advisors
July 2018 - February 2024 · 5 yrs 7 mos
Strategic Advisers LLC
July 2017 - July 2018 · 1 yr
Fidelity Brokerage Services LLCBroker
June 2017 - February 2024 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2013 - June 2017 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2012 - June 2017 · 4 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.