CD
CD

Connor James Donnelly

16 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
817 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
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Location

9878 W. Belleview Ave., #2306, Denver, CO, 80123

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Connor works as a consultant for Fund Formation Group, LLC since 2020. He dedicates minimal time outside of trading hours to this investment-related business.

Employment History
Current Registrations
The Institute
July 2020 - Present · 5 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
October 2010 - June 2020 · 9 yrs 8 mos
UBS Financial Services INC.Broker
October 2010 - June 2020 · 9 yrs 8 mos
Wells Fargo Advisors, LLCBroker
June 2010 - August 2010 · 2 mos
Wells Fargo Advisors, LLC
June 2010 - August 2010 · 2 mos
Caelum Capital Advisors, LLC
March 2009 - December 2010 · 1 yr 9 mos
Wachovia Securities, LLC
October 2008 - December 2008 · 2 mos
Wachovia Securities, LLCBroker
October 2008 - December 2008 · 2 mos
Wachovia Securities, LLCBroker
September 2008 - September 2008 · 0 mos
State Registrations2 states
TXWA
Advisor
Exams
No exam information available for this advisor.