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CFP
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CFP

Alex Marusarz

LPL Financial LLC
14 Years of Experience
Oak Brook, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Alex Marusarz is a CFP-designated registered investment advisor at LPL Financial LLC, based in Oak Brook, IL, with 14 years of industry experience. Alex is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1220 Kensington Rd, Ste 200A, Oak Brook, IL, 60523

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alex operates under the DBA APMarusarz for his LPL business since 2016. He also has a business entity, CMS Office Management LLC, for tax/investment purposes only, requiring minimal time, and since 2021, he is involved with non-variable insurance through Associated of Clifton Park, dedicating about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
August 2012 - July 2021 · 8 yrs 11 mos
Waddell & ReedBroker
May 2012 - July 2021 · 9 yrs 2 mos
State Registrations23 states
ALARAZCACOFLIAILINKSMAMEMIMNNCNMNYPATNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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