ML
CFP
ML
CFP

Malcom Liles

12 Years of Experience
Nashville, TN
Broker

Malcom Liles is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Nashville, TN, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

1600 West End Ave, Suite 1100, Nashville, TN, 37203

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Malcom is involved in several outside business activities, including being the owner of Stillschweigen & Co, LLC (though no longer providing consulting services), an employee at Oak Hill School coaching lacrosse, and a partner in Entepfuhl Partners, LP, which owns a hobby farm. He also serves as a board member for ApolloMGA, LLC, and is involved with the Martha O'Bryan Center and The Westminster Presbyterian Church Legacy Fund.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
April 2018 - Present · 8 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Iroquois Capital Advisors, LLCBroker
August 2011 - October 2015 · 4 yrs 2 mos
State Registrations29 states
ALCACOCTDCFLGAIAIDILKYLAMAMNMOMSMTNCNYOHORPASCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.