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Alfonso Rioseco is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2022Settled
Other Business Activities
Alfonso is the sole proprietor/owner of ADR Global LLC, involved in rental property, owning a private jet, and real estate since 2019 and 2021 respectively. He spends minimal time on these investment-related activities outside of business hours.
Employment History
Current Registrations
Morgan Stanley
February 2019 - Present · 7 yrs 3 mos
Morgan StanleyBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Actinver Wealth Management, INC.
November 2016 - March 2019 · 2 yrs 4 mos
Actinver Securities, INC.Broker
November 2011 - March 2019 · 7 yrs 4 mos
State Registrations13 states
CACODEFLMAMDNJNVNYSDTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.