David E Sutton

Private Client Services, LLC

10 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Private Client Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

633 advisors

Number of Clients

3,251 clients

Average Client Portfolio

$323K average

Assets Under Management

$1.1B

Location

11 Wharf Avenue, Suite 4, Red Bank, NJ, 07701

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

David is a registered investment advisor (RIA) at Invst. and spends about half his time on this activity, with minimal time during trading hours.

Employment History

Current Registrations

Private Client Services, LLCBroker

September 2023 - Present · 2 yrs 5 mos

Invst, LLC

May 2023 - Present · 2 yrs 9 mos

Previous Registrations

Park Avenue Securities LLCBroker

April 2021 - May 2023 · 2 yrs 1 mo

Equity Services, INC.Broker

January 2019 - January 2020 · 1 yr

Hornor, Townsend & Kent, INC.Broker

June 2013 - December 2017 · 4 yrs 6 mos

Northwestern Mutual Investment Services, LLCBroker

April 2013 - June 2013 · 2 mos

State Registrations10 states

CTDCFLILNCNJNMNYPASC

AdvisorBrokerBoth

Exams

No exam information available for this advisor.