Richard Joyce
Richard Joyce is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Frontenac, MO, with 12 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2021 S. Lindbergh Blvd., 3rd FLOOR, Frontenac, MO, 63131
Get directionsHistory
Regulatory History (1)
Criminal
October 2023Other Business Activities
Richard is a golf committee member for the World Pediatric Project and a board member for Oak Hill Academy, dedicating minimal time to each. He also owns 3R Demolition and Development LLC and is the managing member of 3R Dudes Ranch, LLC, spending a few hours per week on these ventures.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Wells Fargo Advisors, LLCBroker
First Bankers' Banc Securities, INCBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.