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Richard Joyce

Stifel, Nicolaus & Company, Incorporated
13 Years of Experience
Frontenac, MO
1 DisclosureBroker
View SEC Summary
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Richard Joyce is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Frontenac, MO, with 13 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2021 S. Lindbergh Blvd., 3rd FLOOR, Frontenac, MO, 63131

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History

Regulatory History (1)
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Criminal
October 2023
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is a golf committee member for the World Pediatric Project and a board member for Oak Hill Academy, dedicating minimal time to each. He also owns 3R Demolition and Development LLC and is the managing member of 3R Dudes Ranch, LLC, spending a few hours per week on these ventures.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
May 2023 - Present · 3 yrs 5 mos
Stifel, Nicolaus & Company, Incorporated
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2014 - May 2023 · 8 yrs 8 mos
Wells Fargo Clearing Services, LLC
September 2014 - May 2023 · 8 yrs 8 mos
UBS Financial Services INC.
August 2013 - May 2014 · 9 mos
UBS Financial Services INC.Broker
June 2013 - May 2014 · 11 mos
Wells Fargo Advisors, LLCBroker
March 2013 - May 2013 · 2 mos
First Bankers' Banc Securities, INCBroker
January 2013 - January 2013 · 0 mos
State Registrations21 states
AZCACODEFLGAIDILINKSKYMDMOMSNCNYOHOKSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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