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Andres Ricketts

12 Years of Experience
Broker

Andres Ricketts is a registered investment advisor at Jefferies Investment Advisers LLC, based in Miami, FL, with 12 years of industry experience. Andres operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Tax Planning. Their firm serves 2,018 clients with $3.4B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only
Assets Under Management
$3.4B

Fee Structure

One-Time Plan:$500 - $50,000
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Location

1450 Brickell Avenue, Suite 1710, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andres is a member of an LLC involved in electronic device repair since 2017, dedicating a few hours per week to this activity. Andres also owns a rental property, but spends minimal time on it.

Employment History
Current Registrations
Jefferies Investment Advisers LLC
June 2023 - Present · 2 yrs 10 mos
Jefferies LLCBroker
October 2022 - Present · 3 yrs 6 mos
Jefferies LLC
October 2022 - Present · 3 yrs 6 mos
Previous Registrations
Leucadia Asset Management LLC
February 2023 - August 2023 · 6 mos
PNC Investments
September 2021 - October 2022 · 1 yr 1 mo
PNC InvestmentsBroker
September 2021 - October 2022 · 1 yr 1 mo
PNC Managed Account Solutions, INC.
December 2013 - October 2022 · 8 yrs 10 mos
PNC Managed Account Solutions, INC.
December 2013 - December 2021 · 8 yrs
Bbva Securities INC.Broker
July 2013 - September 2021 · 8 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.