Joshua Engels is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Erie, PA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
800 State Street, Suite 400, Erie, PA, 16501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua owns a wood crafting business called The Unhandy Handy Man, dedicating a few hours per week. He is also an agent for non-variable insurance through Integrated Financial Services and BSMG, and owns rental real estate. Joshua spends full-time hours on his LPL business through Northwest Investment Services and minimal time referring to bank partners at Northwest Bank.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Citizens Securities, INC.
Citizens Securities, INC.Broker
W&s Brokerage Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.