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Steven Harrison
11 Years of Experience
Chicago, IL
2 DisclosuresBroker
Steven Harrison is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 11 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
33 W Chicago Ave, Chicago, IL, 60606
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2017Denied
Employment Separation After Allegations
March 2017Employment History
Current Registrations
Wells Fargo Advisors
April 2026 - Present · 6 mos
Wells Fargo Clearing Services, LLCBroker
April 2026 - Present · 6 mos
Previous Registrations
LPL Enterprise, LLCBroker
November 2024 - April 2026 · 1 yr 5 mos
LPL Enterprise, LLC
November 2024 - April 2026 · 1 yr 5 mos
Prudential Financial Planning Services
January 2023 - November 2024 · 1 yr 10 mos
Pruco Securities, LLC.Broker
January 2023 - November 2024 · 1 yr 10 mos
Prudential Financial Planning Services
January 2023 - January 2023 · 0 mos
Fifth Third Securities, INC.
October 2021 - January 2023 · 1 yr 3 mos
Fifth Third Securities, INC.Broker
October 2021 - January 2023 · 1 yr 3 mos
LPL Financial LLCBroker
March 2021 - November 2021 · 8 mos
LPL Financial LLC
March 2021 - November 2021 · 8 mos
BMO Harris Financial Advisors, INC
September 2018 - March 2021 · 2 yrs 6 mos
BMO Harris Financial Advisors, INC.Broker
September 2018 - March 2021 · 2 yrs 6 mos
BMO Harris Financial Advisors, INC
September 2018 - September 2018 · 0 mos
Capital Asset Advisory Services, LLC
October 2017 - September 2018 · 11 mos
Lincoln InvestmentBroker
July 2017 - September 2017 · 2 mos
Strategic Advisers, INC.
June 2016 - April 2017 · 10 mos
Fidelity Brokerage Services LLCBroker
February 2015 - April 2017 · 2 yrs 2 mos
Edward JonesBroker
July 2014 - October 2014 · 3 mos
State Registrations9 states
CACOFLILINMIMOOHWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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