JH
CFP
JH
CFP

James Hack

8 Years of Experience
Deer Park, IL
Broker

James Hack is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Deer Park, IL, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

21925 W. Field Parkway, Suite 206, Deer Park, IL, 60010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 9 mos
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
April 2018 - August 2021 · 3 yrs 4 mos
UBS Financial Services INC.Broker
February 2018 - August 2021 · 3 yrs 6 mos
State Registrations2 states
ILNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.